Sokolow v. LJM Funds Management, Ltd., et al. Case No. 118-cv-01039 (N.D. ILL.)
If you are a broker or other nominee who purchased shares of the LJM Preservation and Growth Fund (CUSIPs: LJMAX: 90213U503, LJMCX: 90213U602, LJMIX: 90213U701) during the Class Period for the beneficial interest of a person or entity other than yourself, the Court has directed that WITHIN TEN (10) CALENDAR DAYS OF YOUR RECEIPT OF THE NOTICE, YOU MUST EITHER:
PLEASE NOTE: This Action is separate from the parallel state class action also entitled Sokolow v. LJM Funds Management, Ltd., et al., Case No. 18-CH-11880, pending in the Circuit Court of Cook County, Illinois.
If you are providing a list of names and addresses to the Claims Administrator:
If you are mailing the Notice Packet to beneficial owners:
If you elect to mail the Notice and Claim Form to beneficial owners yourself, additional copies of the Notice and Claim Form may be requested via email to info@LJMFundsSecuritiesSettlement.com. If you are providing the Notice and Claim Form to beneficial owners, the mailing must be completed within ten (10) calendar days of your receipt of the Notice and Claim Form from the Claims Administrator. You must also send a statement to the Claims Administrator confirming that the mailing was made as directed and keep a record of the names and mailing addresses used.
Failure to timely forward the Notice and Claim Form to beneficial owners may affect their legal rights.
If you have any questions, contact the Claims Administrator at info@LJMFundsSecuritiesSettlement.com or by calling (855) 915-0913.
You are entitled to reimbursement from the Settlement Fund of your reasonable expenses actually incurred in connection with the foregoing, assuming the expenses would not have been incurred except for the sending of such Notice. Expenses will be paid upon request and submission of appropriate supporting documentation and timely compliance with the above directives.
All communications concerning the foregoing should be addressed to the Claims Administrator at:
LJM Funds Securities Settlement
P.O. Box 3058
Portland, OR 97208-3058
If you are filing electronic claims:
A nominee may also submit a Claim Form on behalf of multiple clients who are beneficial owners by following the instructions below.
Click here to download the Claim Form.
Click here to download a properly formatted spreadsheet for submitting your transactions.
You may upload your master Claim Form and completed spreadsheet online here.